Job Details

A company is looking for a Branch Licensing Specialist.Key ResponsibilitiesMonitor and process advisor profiles within the firm's platformsAssist in coordinating new hire records and updating desk proceduresSupport activities related to licensing, branch changes, and account reassignmentsRequired Qualifications4-year degree preferred or at least 5 years of financial services experienceProficiency in Microsoft applications, specifically Excel, PowerPoint, and WordAbility to be associated with the Broker-Dealer as a Non-Registered Fingerprinted employeeAbility to obtain FINRA SIE and Series 99 licenses