Job Details

A company is looking for a Senior Counsel - Product & Regulatory (Investment Products).Key ResponsibilitiesServe as the primary legal advisor for investment products, supporting new feature development and advising on regulatory impactsCollaborate with cross-functional teams, providing legal insights early in the product development processWork with the compliance team on regulatory matters and support examination readiness with relevant regulatory bodiesRequired Qualifications6+ years of legal experience, with a minimum of 2 years focused on non-deposit investment productsFamiliarity with relevant regulatory frameworks such as the Investment Advisers Act and FINRA rulesSome in-house experience preferred; exposure to regulatory agencies is a plusStrong working knowledge of AI use cases within legal roles or financial servicesBroader experience in financial services, payments, or fintech is beneficial