Genesis10 is currently seeking a Compliance Specialist with our banking companyclient in their Midtown New York, NY location. This is a 3 month + contract and hybrid remote position. This position requires 3 days onsite.
Summary:
Seeking a resource with asset-management regulatory experience who can support the operationalize of policies, procedures, process flow, and advisory documentation (e.g. Form ADV, allocation, valuation, MNPI, COI, Marketing etc.).
Requirements: